General Exchange Act - PDFSEARCH.IO - Document Search Engine

General Exchange Act
Results: 639

#	Item
251	The Ontario Securities Commission National Instrument[removed]General Prospectus Requirements and Related Amendments (Final) Supplement to the OSC Bulletin Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:06:34 Stock market Securities United States securities law United States Securities and Exchange Commission Prospectus Securities Act Security National Instrument 43-101 Asset-backed security Financial economics Investment Finance
252	PUBLIC LAW[removed]—OCT. 31, [removed]STAT. 909 Public Law[removed]98th Congress Add to Reading List Source URL: uscode.house.gov Language: English General Exchange Act National Information Infrastructure Protection Act
253	New Rule 506(c): General Solicitation in Regulation D Offerings On August 29, the SEC in effect created an entirely new type of Add to Reading List Source URL: www.crowdcheck.com Language: English - Date: 2014-03-13 12:14:20 Business Financial economics SEC filings Crowd funding Regulation D Securities Act United States Securities and Exchange Commission Finance United States securities law
254	Arkansas Insurance Department (AID) Health Benefits Exchange Partnership Division (HBEPD) Monthly Report January 19, 2013 – February 25, 2013 General Update Administrative highlights during this reporting period includ Add to Reading List Source URL: static.ark.org Language: English - Date: 2013-07-24 16:58:03 Medicaid Patient Protection and Affordable Care Act Politics Health policy Healthcare reform in the United States Federal assistance in the United States Presidency of Lyndon B. Johnson
255	Microsoft Word - General Exemption Order[removed]doc Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-11-06 18:03:34 Investment 73rd United States Congress New Deal Securities Act Financial regulation Finance Exempt market dealer United States securities law United States Securities and Exchange Commission Financial economics
256	CHIEF GENERAL MANAGER INTEGRATD SURVEILLANCE DEPARTMENT EMAIL – [removed] TEL : [removed]Fax : [removed]ISD/CIR/RR/AML/1/06 Add to Reading List Source URL: fiuindia.gov.in Language: English - Date: 2006-04-02 03:27:17 Tax evasion Financial system Money laundering Securities and Exchange Board of India Act Terrorism financing Suspicious activity report Prevention of Money Laundering Act Financial Action Task Force on Money Laundering Know your customer Financial regulation Business Finance
257	Microsoft Word - General Solicitation -- Multi-Law Firm QAs.doc Add to Reading List Source URL: www.wsgr.com Language: English - Date: 2012-04-05 19:12:54 Rule 144A Financial system Finance Securities Act Regulation D Qualified institutional buyer U.S. Securities and Exchange Commission Latham & Watkins Securities regulation in the United States United States Securities and Exchange Commission United States securities law Financial regulation
258	IN THE MATTER OF THE BUSINESS CORPORATIONS ACT R.S.Y. 2002, Chapter 20, as amended -andIN THE MATTER OF CATAMARAN CORPORATION SUPERINTENDENT’S ORDER[removed]YBCA Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-11-06 18:01:31 Business 73rd United States Congress Financial regulation Securities Exchange Act Corporation U.S. Securities and Exchange Commission Annual general meeting Securities and Exchange Commission Ontario Securities Commission United States securities law Law United States Securities and Exchange Commission
259	Microsoft Word - General Exemption Order[removed]doc Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-11-06 18:03:39 United States securities law 73rd United States Congress New Deal Securities Act Finance Financial regulation Exempt market dealer Accredited investor Financial economics Investment United States Securities and Exchange Commission
260	JOHN H. BLUHER Executive Vice President General Counsel November 6, 2003 Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 13:24:57 New York City United States Securities and Exchange Commission 73rd United States Congress Securities Exchange Act United States securities law New York American Stock Exchange NASDAQ Economy of New York City Economy of the United States Self-regulatory organizations

UPDATE